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bank-tier-classification

Classify SEC offering dilution risk by named placement agent into Tier 1–4.

Updated Apr 29, 2026
Search Tags:#sec filings#investment banking#dilution risk#quant research#placement agent#underwriting analysis#offering structure
One-click install
npx skills add https://github.com/jefrnc/quant-llm-skills --skill bank-tier-classification
Or copy as Structured Prompt for Agent▼
Please help me install this Agent Skill.
Skill: bank-tier-classification
Source: https://github.com/jefrnc/quant-llm-skills/tree/main/skills/bank-tier-classification
Command: npx skills add https://github.com/jefrnc/quant-llm-skills --skill bank-tier-classification

SYSTEM DOCUMENTATION & REQUIREMENTS

What problem does it solve?

It prevents quant and analyst workflows from treating the same SEC offering form as “equivalent” when the placement/underwriting agent differs, which can materially change dilution cadence and post-deal price behavior.

Core Features & Use Cases

  • Agent-based 4-tier classification: Maps named placement agents (e.g., Goldman, H.C. Wainwright, Maxim) into a Tier 1–4 framework linked to typical deal structure and aggressiveness.
  • Risk read that changes outputs: Produces a dilution-risk profile that updates interpretation of the offering beyond what the form type alone implies.
  • Multi-agent resolution rule: Uses the lowest (most aggressive) tier when multiple agents are listed, to avoid underestimating risk.
  • Workflow alignment with related skills: Guides users to combine agent tier with structure checks like ATM vs. registered direct and timing safety.

Quick Start

Use the bank-tier-classification skill when a filing names a placement agent or lead/sales underwriter (for example, a 424B5) to classify the agent into Tier 1–4 and adjust dilution risk accordingly.

Frequently Asked Questions about bank-tier-classification

High-intent search queries and answers about installing and using this skill.

FAQPage Schema
How does the placement agent affect dilution risk in SEC offerings?▼

The placement agent drives differences in offering structure and cadence, acting as the primary signal to classify the dilution-risk profile of an SEC filing beyond what the form type alone implies.

How do I classify dilution risk from a 424B5 filing?▼

You classify dilution risk from a 424B5 filing by mapping the named placement agent or sales underwriter to a deterministic Tier 1–4 framework that reflects typical deal aggressiveness and structure.

How is dilution risk calculated when multiple placement agents are listed on an SEC filing?▼

When multiple placement agents are listed, the multi-agent resolution rule applies the lowest, most aggressive tier to the dilution risk calculation to avoid underestimating the offering's impact.

Can I use form type alone to evaluate dilution risk for investment banking offerings?▼

No, evaluating dilution risk requires looking beyond the SEC form type, as the same form can yield materially different post-deal price behavior depending on the specific placement or underwriting agent named.

What distinguishes a Tier 1 placement agent from a Tier 4 agent in underwriting analysis?▼

The tier framework distinguishes agents by typical deal structure and aggressiveness, mapping names like Goldman to higher tiers and H.C. Wainwright to lower tiers to infer varying levels of dilution risk.

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