compliance-check

To validate trading orders against pre-trade compliance rules, you parse the order details and portfolio data to check defined thresholds, position limits, and restricted lists. This prevents regulatory breaches before submission.

Portfolio compliance checking assesses your overall portfolio status against internal policies and regulatory requirements. It parses portfolio data to verify adherence to risk controls and position limits across institutional or retail trading environments.

Yes, you can simulate the impact of a potential order on your portfolio compliance status. This feature evaluates how a proposed trade interacts with existing position limits and regulatory requirements before actual execution.

Order validation works for both institutional and retail trading environments. It checks individual trade orders against risk controls, restricted lists, and regulatory requirements tailored to your specific trading context and scale.

You generate detailed compliance reports for audit and review by running the validation process across your orders and portfolios. These reports document adherence to position limits, restricted lists, and regulatory requirements.

The best way to manage active compliance rules is using the rule management feature to list and understand all defined thresholds. This ensures your order validation and portfolio checks reflect current regulatory requirements and risk controls.