compliance-investigation-design

What problem does it solve?

This Skill helps teams design a structured, legally defensible internal investigation by covering scoping, evidence preservation, interviews, analysis, and reporting while addressing key compliance regimes.

Core Features & Use Cases

• Investigation Scoping & Planning: Define investigation scope, objectives, teams, privilege protection strategy, and timelines for FCPA/UK Bribery Act, AML, and data privacy contexts.
• Evidence Preservation & Chain of Custody: Plan electronic and paper evidence holds, forensic imaging, custodial continuity, and cross-border data transfer considerations.
• Interview Strategy & Privilege Handling: Provide interview ordering, question preparation, Upjohn warnings, recording principles, and privilege segregation via a privilege log.
• Reporting Mechanisms & Output Templates: Use standardized report and lifecycle outputs, including risk assessment tables and escalation to audit committees and boards.

Quick Start

Ask the AI to generate a complete internal investigation plan template for case ID 2026-001 with the target timeframe and suspected compliance areas.