exception-analysis
CommunityAutomate exception classification and issue handoff in compliance testing.
Legal & Compliance#risk management#compliance testing#regulatory reporting#exception classification#issue handoff
Authoranotb
Version1.0.0
Installs0
System Documentation
What problem does it solve?
This Skill automates the classification of deviations in compliance testing, ranking severity, setting disposition, and building handoff packages for issue write-up, saving time and reducing errors.
Core Features & Use Cases
- Exception Classification: Classify deviations into categories like control failure, design gap, evidence gap, etc.
- Severity Ranking: Assign severity levels based on frequency, customer impact, regulatory exposure, etc.
- Disposition Setting: Determine the disposition of each exception, such as elevate to issue, close at exception, re-test, etc.
- Handoff Package Creation: Build structured handoff packages for downstream issue write-up.
- Use Case: Imagine you have a list of deviations from a compliance test. Use this Skill to classify each deviation, rank its severity, set the disposition, and generate a handoff package for the issue write-up team.
Quick Start
Use the exception-analysis skill to classify the deviations from the attached file 'compliance-test-deviations.txt'.
Dependency Matrix
Required Modules
pandasnumpyjsonschema
Components
scriptsreferencesassets
💻 Claude Code Installation
Recommended: Let Claude install automatically. Simply copy and paste the text below to Claude Code.
Please help me install this Skill: Name: exception-analysis Download link: https://github.com/anotb/second-line-financial-services/archive/main.zip#exception-analysis Please download this .zip file, extract it, and install it in the .claude/skills/ directory.
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