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FMP SEC & Compliance

Monitor SEC filings, insider transactions, and 13F holdings by ticker or CIK.

7|1|Updated Feb 9, 2026
Search Tags:#compliance#insider trading#edgar#institutional ownership#13f#sec#cik
One-click install
npx skills add https://github.com/fall-development-rob/corp_finance --skill fmp-sec-compliance
Or copy as Structured Prompt for Agent▼
Please help me install this Agent Skill.
Skill: FMP SEC & Compliance
Source: https://github.com/fall-development-rob/corp_finance/tree/main/.claude/skills/fmp-sec-compliance
Command: npx skills add https://github.com/fall-development-rob/corp_finance --skill fmp-sec-compliance

SYSTEM DOCUMENTATION & REQUIREMENTS

What problem does it solve?

Rapidly locate, interpret, and cross-reference SEC filings, insider transaction records, and institutional 13F holdings to support regulatory compliance, due diligence, and market surveillance without manually navigating EDGAR or multiple vendor portals.

Core Features & Use Cases

  • SEC Filings Search & Profiles: Query 8-Ks, 10-Ks, 10-Qs, proxy statements, and full company SEC profiles by ticker or CIK to uncover material events and corporate disclosures.
  • Insider Trading Monitoring: Retrieve recent Form 4 filings, search insider transactions by person or symbol, and compute aggregate insider statistics to detect clustered buying or selling.
  • Institutional Ownership & 13F Analytics: Extract 13F holdings, list available filing dates, summarize positions and holder-level industry allocations, and compare quarter-over-quarter changes to spot accumulation or distribution.
  • Use Case Example: Combine filings-by-form, insider stats, and institutional position summaries to investigate a sudden price move: confirm a relevant 8-K, check for insider purchases, and see if major institutions increased exposure that quarter.

Quick Start

Use the FMP SEC & Compliance tools to pull SEC filings, insider transactions, and 13F holdings for a company by ticker or CIK within a specified date or quarter range.

Frequently Asked Questions about FMP SEC & Compliance

High-intent search queries and answers about installing and using this skill.

FAQPage Schema
How do I monitor SEC filings and insider transactions for a specific stock?▼

You can monitor SEC filings and insider transactions by querying 8-Ks, 10-Qs, and Form 4 records using a ticker or CIK identifier. This retrieves corporate disclosures and insider trading data to support compliance reviews and due diligence without manual EDGAR navigation.

What is the best way to track institutional 13F holdings quarter over quarter?▼

Tracking institutional 13F holdings quarter over quarter involves extracting 13F filings by ticker or CIK to summarize positions and holder-level industry allocations. This comparison identifies institutional accumulation or distribution trends across specified quarter ranges.

Can I search for specific SEC forms like 8-K and proxy statements by ticker?▼

Yes, you can search for specific SEC forms like 8-Ks, 10-Ks, and proxy statements by ticker or CIK. The lookup endpoints retrieve material event disclosures and full company SEC profiles to support regulatory compliance and public company research.

Do I need a CIK identifier to look up institutional ownership and insider stats?▼

You need either a CIK identifier or a stock ticker to look up institutional ownership and insider stats. Providing these identifiers alongside date or quarter ranges allows the system to accurately extract 13F holdings and compute aggregate insider transaction statistics.

How do I investigate a sudden price move using insider trading and SEC filings?▼

To investigate a sudden price move using insider trading and SEC filings, combine filings-by-form lookups, insider statistics, and institutional position summaries. This cross-references relevant 8-K disclosures, clustered insider purchases, and major institutional exposure changes for that quarter.

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