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MaRisk Compliance

Generate MaRisk compliance checklists and gap analyses for BaFin audits.

2|1|Updated Mar 14, 2026
Search Tags:#compliance#risk management#outsourcing#financial regulation#MaRisk#BaFin#German banking
One-click install
npx skills add https://github.com/brainbytes-dev/everything-claude-finance --skill marisk-compliance
Or copy as Structured Prompt for Agent▼
Please help me install this Agent Skill.
Skill: MaRisk Compliance
Source: https://github.com/brainbytes-dev/everything-claude-finance/tree/main/skills/compliance/marisk
Command: npx skills add https://github.com/brainbytes-dev/everything-claude-finance --skill marisk-compliance

SYSTEM DOCUMENTATION & REQUIREMENTS

💡 This Skill includes references (resource) components.

What problem does it solve?

This Skill helps financial institutions understand, implement, and maintain compliance with the MaRisk (Mindestanforderungen an das Risikomanagement) regulations set by the BaFin, ensuring robust risk management and operational organization.

Core Features & Use Cases

  • MaRisk Framework Implementation: Guides the setup of risk management and business organization according to MaRisk AT and BT modules.
  • Risk Management: Assists in establishing risk-bearing capacity concepts, risk steering, and monitoring.
  • Specific Areas: Covers credit and trading business requirements, outsourcing (AT 9), and the New Product Process (NPP).
  • Use Case: A bank needs to prepare for a BaFin audit. This Skill can be used to generate a compliance checklist, assess current gaps against MaRisk requirements, and draft necessary documentation for risk reporting and outsourcing management.

Quick Start

Generate a MaRisk compliance checklist for a German financial institution.

Frequently Asked Questions about MaRisk Compliance

High-intent search queries and answers about installing and using this skill.

FAQPage Schema
How do I prepare for a BaFin audit regarding MaRisk risk management requirements?▼

To prepare for a BaFin audit, generate a MaRisk compliance checklist to assess current gaps against requirements for business organization, risk management, and outsourcing. The Skill facilitates drafting necessary documentation for risk reporting and outsourcing management to meet BaFin standards.

What MaRisk modules are covered for German banking compliance?▼

MaRisk compliance covers general requirements (AT) and specific requirements (BT) modules for German banking. The framework addresses risk management, business organization, credit and trading business, outsourcing under AT 9, and the New Product Process (NPP).

How do I conduct a gap analysis for MaRisk outsourcing requirements?▼

Conduct a MaRisk gap analysis by evaluating current outsourcing practices against AT 9 requirements. The Skill guides assessment of outsourcing arrangements, risk-bearing capacity concepts, and documentation needed to demonstrate compliance to BaFin.

Does this Skill support compliance reporting for the MaRisk New Product Process?▼

Yes, MaRisk compliance support includes the New Product Process (NPP) requirements. The Skill provides guidance on NPP implementation alongside credit, trading business, and risk steering requirements to facilitate comprehensive compliance reporting.

Can I use this for risk-bearing capacity concepts in German financial institutions?▼

Yes, MaRisk compliance tools assist in establishing risk-bearing capacity concepts for German financial institutions. The Skill guides risk steering, monitoring, and business organization setup according to BaFin's Mindestanforderungen an das Risikomanagement framework.

What is the MaRisk regulatory framework and when do I need it?▼

The MaRisk framework defines BaFin's minimum requirements for risk management in German banks and financial service providers. Institutions need MaRisk compliance when establishing risk management systems, business organization, outsourcing processes, or preparing for regulatory audits.

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