marketing-compliance-prescreen

To pre-screen fund marketing materials for SEC Marketing Rule compliance, paste your deck, one-pager, letter, or website copy into the system to generate severity-ranked flags with verbatim quotes and remediation guidance.

Screening pitch decks under the SEC Marketing Rule flags six pitfall categories: gross-without-net performance, cherry-picking, hypothetical or backtested performance, testimonials, unsubstantiated claims, and missing disclosures.

Yes, you can use automated compliance screening for fund one-pagers and website copy by running a full-document review that reads footnotes and disclosures before flagging risks and returning exact language for verification.

Yes, the pre-screening process checks footnotes and disclosures for missing compliance cures by performing a comprehensive full-document review before flagging unsubstantiated claims or missing disclosures.

The best way to prioritize SEC compliance risk flags in fund marketing documents is to review the high, medium, and low severity rankings, which indicate the likely compliance ask and recommended remediation for each flagged item.

To remediate hypothetical performance claims flagged in SEC marketing materials, review the suggested remediation guidance provided for each flag, verify substantiation, and ensure all required disclosures are present before distribution to prospective investors.