sox-compliance-checklist

What problem does it solve?

This Skill helps you generate a structured, audit-ready SOX compliance checklist that aligns control testing, evidence collection, and management assessment with PCAOB AS 2201 and SOX 302/404 requirements.

Core Features & Use Cases

• End-to-end SOX workflow: Scope definition, process documentation, RCM mapping, COSO evaluation across 17 principles, control testing design, defect classification, and management assessment outputs.
• Audit standards alignment: Incorporates PCAOB AS 2201 planning/testing/evaluation checkpoints and maps them to control activities and deficiency evaluation.
• Evidence and reporting structure: Produces templates for risk control matrix, deficiency tracker, management assessment, and SOX 302 certification check items.

Quick Start

Use the sox-compliance-checklist skill to generate an audit-ready SOX 404/302 compliance package for the current year, including scope, COSO 17-principle assessment tables, RCM, defect evaluation, and management evaluation summaries.