investment-policy-mapping

Validate client investment portfolios against Investment Policy Statements for compliance.

1|1|Updated Feb 19, 2026

Search Tags:#rebalancing #ERISA #Reg BI #investment policy #portfolio compliance #IPS mapping #fiduciary

Ready to run

npx skills add https://github.com/GoldenZero/skills --skill investment-policy-mapping-goldenzero

💬 Prompt for ChatGPT / Claude Chat▼

Please help me install this Agent Skill.
Skill: investment-policy-mapping
Source: https://github.com/GoldenZero/skills/tree/main/skills/investment-policy-mapping
Command: npx skills add https://github.com/GoldenZero/skills --skill investment-policy-mapping-goldenzero

SYSTEM DOCUMENTATION & REQUIREMENTS

💡 This Skill includes assets (resource) and references (resource) and scripts (resource) components.

What problem does it solve?

This Skill systematically ensures that client investment portfolios strictly adhere to their Investment Policy Statements (IPS), preventing compliance breaches and aligning investments with stated objectives.

Core Features & Use Cases

IPS Compliance Verification: Automatically checks portfolio holdings against allocation targets, asset class constraints, and risk parameters defined in the IPS.
Deviation Identification & Root Cause Analysis: Pinpoints discrepancies and explains why they occurred (e.g., market drift, cash flows).
Rebalancing Recommendations: Generates actionable, tax-aware trade lists to bring portfolios back into compliance.
Fiduciary Documentation: Provides clear reports to support adherence to regulations like ERISA and Reg BI.
Use Case: Conduct a quarterly review for a trust account to confirm its holdings remain within the IPS's specified equity/fixed income ranges and that no prohibited securities are present.

Quick Start

Map my investment policy and show key friction points and improvements.

Frequently Asked Questions about investment-policy-mapping

High-intent search queries and answers about installing and using this skill.

FAQPage Schema

How do I verify portfolio compliance against an Investment Policy Statement?▼

Verify portfolio compliance against an Investment Policy Statement by systematically extracting constraints, classifying holdings, and testing allocation, security-level, and risk parameters to identify deviations. This process ensures strict alignment with stated client objectives.

What is the best way to generate tax-aware rebalancing recommendations for client portfolios?▼

Generate tax-aware rebalancing recommendations by pinpointing root causes of portfolio deviations like market drift or cash flows. The system creates actionable trade lists designed to bring portfolios back into strict IPS compliance.

Can I use this for fiduciary documentation under ERISA and Reg BI?▼

Yes, you can use this for fiduciary documentation under ERISA and Reg BI as it systematically validates portfolios against stated policies. It generates performance attribution reports that provide clear evidence of regulatory adherence.

How does IPS mapping identify the root cause of allocation deviations?▼

IPS mapping identifies the root cause of allocation deviations by systematically testing portfolio holdings against defined asset class constraints using the CIGAR framework. It pinpoints discrepancies and explains why they occurred, such as market drift or cash flows.

Do I need a structured IPS document to test for security-level compliance?▼

Yes, you need a structured IPS document to test for security-level compliance because the system extracts allocation targets, asset class constraints, and risk parameters directly from it. This ensures accurate validation of prohibited securities and specific holdings.