investment-policy-mapping

Verify portfolio compliance against an Investment Policy Statement by systematically extracting constraints, classifying holdings, and testing allocation, security-level, and risk parameters to identify deviations. This process ensures strict alignment with stated client objectives.

Generate tax-aware rebalancing recommendations by pinpointing root causes of portfolio deviations like market drift or cash flows. The system creates actionable trade lists designed to bring portfolios back into strict IPS compliance.

Yes, you can use this for fiduciary documentation under ERISA and Reg BI as it systematically validates portfolios against stated policies. It generates performance attribution reports that provide clear evidence of regulatory adherence.

IPS mapping identifies the root cause of allocation deviations by systematically testing portfolio holdings against defined asset class constraints using the CIGAR framework. It pinpoints discrepancies and explains why they occurred, such as market drift or cash flows.

Yes, you need a structured IPS document to test for security-level compliance because the system extracts allocation targets, asset class constraints, and risk parameters directly from it. This ensures accurate validation of prohibited securities and specific holdings.