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product-suitability-screening

Screen investment products against client profiles for regulatory suitability.

1|1|Updated Feb 19, 2026
Search Tags:#compliance#suitability#financial advisor#reg bi#investment products#client profiling
One-click install
npx skills add https://github.com/GoldenZero/skills --skill product-suitability-screening-goldenzero
Or copy as Structured Prompt for Agent▼
Please help me install this Agent Skill.
Skill: product-suitability-screening
Source: https://github.com/GoldenZero/skills/tree/main/skills/product-suitability-screening
Command: npx skills add https://github.com/GoldenZero/skills --skill product-suitability-screening-goldenzero

SYSTEM DOCUMENTATION & REQUIREMENTS

💡 This Skill includes references (resource) and assets (resource) components.

What problem does it solve?

This Skill automates the rigorous process of evaluating investment products against client profiles to ensure suitability and compliance with regulatory standards like Reg BI.

Core Features & Use Cases

  • Product Evaluation: Assesses products across risk, cost, complexity, liquidity, and tax dimensions.
  • Client Matching: Compares product characteristics against detailed client profiles.
  • Alternative Analysis: Identifies and compares alternative products to ensure the best interest of the client.
  • Conflict of Interest: Detects and documents potential conflicts of interest.
  • Reg BI Compliance: Generates documentation for best interest determinations.
  • Use Case: When recommending a new mutual fund to a client, use this Skill to verify it aligns with their risk tolerance, time horizon, and financial goals, while also comparing it against other available options and documenting the rationale.

Quick Start

Screen the attached product details and client profile for suitability.

Frequently Asked Questions about product-suitability-screening

High-intent search queries and answers about installing and using this skill.

FAQPage Schema
How do I screen investment products for Reg BI compliance and client suitability?▼

To screen investment products for Reg BI compliance and client suitability, evaluate product risk, cost, complexity, liquidity, and tax efficiency against client profiles, compare alternatives, and document best interest determinations.

What is the best way to document best interest determinations for financial advisory product recommendations?▼

The best way to document best interest determinations is to analyze the recommended product against client requirements, compare it with alternative options, identify conflicts of interest, and generate formal compliance documentation.

Can I use this to compare alternative mutual funds during a shelf review?▼

Yes, you can compare alternative mutual funds during a shelf review by matching product characteristics against detailed client profiles and evaluating alternative options to ensure the client's best interest.

How does client profiling work for investment product suitability checks?▼

Client profiling for suitability checks works by comparing detailed client financial profiles, including risk tolerance and time horizon, against specific investment product characteristics to identify appropriate matches.

What dimensions are evaluated when screening financial products for fiduciary compliance?▼

When screening financial products for fiduciary compliance, the dimensions evaluated include product risk, cost, complexity, liquidity, and tax efficiency to ensure they align with client requirements.

Does this suitability screening process detect conflicts of interest in financial advisory workflows?▼

Yes, the suitability screening process detects and documents potential conflicts of interest as part of the financial advisory workflow, ensuring product recommendations adhere to regulatory best interest standards.

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