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product-suitability-screening

Screen investment products for suitability alignment with client profiles per Reg BI standards.

6|5|Updated Feb 4, 2026
Search Tags:#compliance#financial advisory#suitability#reg BI#investment products#fiduciary
One-click install
npx skills add https://github.com/writer/skills --skill product-suitability-screening-writer
Or copy as Structured Prompt for Agent▼
Please help me install this Agent Skill.
Skill: product-suitability-screening
Source: https://github.com/writer/skills/tree/main/skills/product-suitability-screening
Command: npx skills add https://github.com/writer/skills --skill product-suitability-screening-writer

SYSTEM DOCUMENTATION & REQUIREMENTS

💡 This Skill includes references (resource) and assets (resource) components.

What problem does it solve?

This Skill addresses the critical need for rigorous product suitability assessments in financial advisory, ensuring compliance with regulations like Reg BI and fiduciary standards by systematically evaluating investment products against client profiles.

Core Features & Use Cases

  • Client-Specific Suitability: Matches product characteristics (risk, cost, liquidity, complexity, tax efficiency) against detailed client profiles.
  • Reg BI Compliance: Generates documentation for best interest determinations, including conflict of interest assessments and consideration of alternatives.
  • Use Case: When recommending a new mutual fund to a client, this Skill will analyze the fund's prospectus, fees, and risks, compare it against the client's risk tolerance, time horizon, and liquidity needs, and document why it's the best option compared to other available funds.

Quick Start

Screen the attached product prospectus against the client profile document.

Frequently Asked Questions about product-suitability-screening

High-intent search queries and answers about installing and using this skill.

FAQPage Schema
How do I document best interest determinations for investment product recommendations under Reg BI?▼

To document best interest determinations under Reg BI, this Skill screens investment products against client profiles, evaluates conflict of interest assessments, compares alternatives, and generates compliance documentation for regulatory reviews.

What is product suitability screening for financial advisory compliance?▼

Product suitability screening is the process of matching investment product characteristics like risk, cost, and liquidity against specific client profiles to ensure recommendations meet fiduciary standards and regulatory compliance.

How do I conduct a product shelf review for complex investment products?▼

You can conduct a product shelf review by providing detailed product documentation, existing holdings, and compliance rules to evaluate complex investment products against client profiles and assess suitability alignment systematically.

What data do I need to assess mutual fund suitability against client risk tolerance?▼

Assessing mutual fund suitability requires detailed product documentation like prospectus and fees, client profiles with risk tolerance and time horizon, alternative product data, account types, and existing holdings to generate a best interest determination.

Can I compare alternative investment products to justify a new recommendation?▼

Yes, you can compare alternative investment products by inputting alternative product data and client profiles to evaluate why a specific new product recommendation is the best option compared to other available funds.

When do I need to run a suitability assessment for fiduciary standards?▼

You need to run a suitability assessment whenever recommending a new investment product, conducting product shelf reviews, or assessing complex products to ensure alignment with client profiles, Reg BI, and fiduciary standards.

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