risk-tolerance-alignment

What problem does it solve?

This Skill ensures investment portfolios accurately reflect a client's willingness and ability to take on risk, preventing suitability violations and documenting compliance with regulatory standards.

Core Features & Use Cases

• Multi-dimensional Risk Profiling: Assesses risk tolerance, capacity, and need.
• Portfolio Risk Assessment: Measures current portfolio volatility, drawdown, and risk score.
• Alignment Determination: Identifies over- or under-risked portfolios against client profiles.
• Reg BI Compliance: Documents adherence to disclosure, care, and conflict of interest obligations.
• Use Case: When onboarding a new client, use this Skill to verify that the proposed investment portfolio's risk level is appropriate for their stated risk tolerance and financial capacity, generating a compliance-ready suitability report.

Quick Start

Use the risk-tolerance-alignment skill to assess the suitability of the client's current portfolio against their risk questionnaire and client profile.